Unit of Competency Mapping – Information for Teachers/Assessors – Information for Learners
FNSORG504A Mapping and Delivery Guide
Monitor and supervise work practices to meet financial services regulatory requirements
Version 1.0
Issue Date: May 2024
Qualification | - |
Unit of Competency | FNSORG504A - Monitor and supervise work practices to meet financial services regulatory requirements |
---|---|---|---|
Description | This unit describes the performance outcomes, skills and knowledge required to supervise staff and work practices within a defined area of responsibility, assess the effectiveness of workplace procedures and implement regulatory and quality assurance measures.This unit is applicable to individuals working within enterprises and job roles subject to licensing, legislative, regulatory or certification requirements including legislation administered by the Australian Securities and Investment Commission (ASIC). | ||
Employability Skills | This unit contains employability skills. | ||
Learning Outcomes and Application | This unit may apply to supervisory job roles in all sectors of the financial services industry. | ||
Duration and Setting | X weeks, nominally xx hours, delivered in a classroom/online/blended learning setting. |
||
Prerequisites/co-requisites | |||
Competency Field |
Development and validation strategy and guide for assessors and learners | Student Learning Resources | Handouts Activities |
Slides PPT |
Assessment 1 | Assessment 2 | Assessment 3 | Assessment 4 | |
---|---|---|---|---|---|---|---|---|
Elements of Competency | Performance Criteria | |||||||
Element: Communicate knowledge of relevant products and services offered |
| |||||||
Element: Monitor work for compliance with the financial services regulatory framework |
| |||||||
Element: Supervise work within organisational policies, procedures and guidelines, and accepted industry codes of conduct |
| |||||||
Element: Assess workplace procedures |
| |||||||
Element: Implement organisational quality assurance procedures |
|